
Fund Manager based in Auckland
Senior secured lending leveraging deep NZ industry networks Associated with CLIME Asset Management Limited.
Auckland
2018
7 years track record
Eligible for Active Investor Plus visa
Managing Director
Leadership
Over 25 years experience in financial services. Most recently Managing Director Commercial & Agri NZ at ANZ Bank NZ. Managed some of NZ's largest businesses across Agri and property loan portfolios (c.$40b exposures). Leads origination and portfolio management.
Investment Committee Member
Leadership
Over 30 years experience in Australasian financial services. Former Managing Director Institutional Australia and PNG for ANZ Banking Group (Sydney) with responsibility for approximately AUD$100b loan exposures.
Investment Committee Member
Investment Team
Over 30 years experience in NZ and UK financial markets with significant depth in wealth management, equity and debt capital markets, structured finance, risk and investment management.
Investment Committee Member
Investment Team
Over 30 years experience providing financial and commercial services. Held various specialist and leadership roles in NZ and multinational organisations, spending 16 years in offshore roles.
Investment Manager
Investment Team
Over seven years corporate debt market experience. Broad ranging sector experience and expertise in originating, structuring, and executing lending solutions.
Conduct thorough due diligence before investing with any provider: (1) Check FMA Register - Verify the provider is licensed or registered with the Financial Markets Authority (www.fma.govt.nz/compliance/entities), (2) Review track record - Research past fund performance, years in operation, total funds under management, (3) Check key personnel - Research investment team backgrounds, LinkedIn profiles, previous roles and experience, (4) Request references - Ask to speak with existing investors or portfolio companies, (5) Review documentation - Read Information Memoranda, trust deeds, audited financial statements thoroughly, (6) Understand fee structures - Ensure fees are clear, reasonable, and aligned with industry norms, (7) Check for red flags - Promises of guaranteed returns, pressure to invest quickly, unlicensed operators, lack of transparency. All providers on Wholesale Investor NZ are pre-screened for legitimacy, but always conduct your own due diligence.
Ask fund managers these critical questions: Investment Strategy - What is your investment thesis? How do you source deals? What's your competitive advantage? Track Record - What returns have you achieved historically (gross and net)? What percentage of investments succeeded vs failed? Can I speak with investors in prior funds? Team - Who makes investment decisions? What's their background? Have there been recent departures? How is the team compensated? Risk Management - What was your worst investment and what did you learn? How do you handle conflicts of interest? What's your downside protection? Fees - Explain management fees, performance fees, and all other costs? What's the hurdle rate? Process - What's the investment committee process? How often do you report? What voting rights do I have? Exit - What's the expected timeline to liquidity? Have you returned capital to investors before? Get answers in writing and verify claims independently.
Fund Managers directly manage pooled investment capital, making investment decisions, conducting due diligence, managing portfolio companies/assets, charging management and performance fees, and carrying fiduciary duty to investors. Examples include private equity firms, credit fund managers, property developers. Platforms provide infrastructure for accessing multiple investment opportunities, do not make direct investment decisions (investors choose from offerings), may conduct initial due diligence on providers, charge platform fees or take commissions from providers, and offer comparison and research tools. Examples include investment platforms, crowdfunding sites, syndication platforms. Some hybrid models exist - platforms with house funds. When investing via platforms, you still need to evaluate the underlying fund manager's capabilities, track record, and terms as if investing directly.